Full text of HASI SECURITIES LLC's X-17A-5 filed 2025-03-26 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 68659 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING O 1/01/2024 | | AND ENDING 12/31/2024 | |---------------------------------------------|----------|-----------------------| | | MM/DD/YY | MM/DD/YY | **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM : HASI Securities LLC TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer D Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 200 Park Place, Suite 200 | | (No. and Street) | | | |-------------------------------------------------------------|------------------------------------------------------------|-----------------|-------------------------------------------| | Annapolis | Maryland | | 21401 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Carolyn Kasky | 410-571-6181 | ckasky@hasi.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Ernst & Young LLP | (Name - if individual, state last, first, and middle name) | | | | | | | | | | | | | | 1775 Tysons Blvd | Tysons<br>(City) | VA<br>(State) | 22102<br>(Zip Code) | | (Address) | | | | | 10/20/2003<br>rte of Reg;stcatcoo w;th PCAOB}{;f apphcable} | | 42 | {PCAOB Reg;ma,;oo N"mbec, ;f apphcable} I | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if appl icable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Carolyn J Kasky | | | swear (or affirm} that, to the best of my knowledge and belief, the | | |--------------------|--|--|----------------------------------------…Read the full text as markdown