Full text of HANNON ARMSTRONG SECURITIES, LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED ST ATES Sl<:CURITIES AND EXCHANGE COMMISSION Washington, D.C. 20:549 OMB APPROVAL OMB Number: 3235·0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTlll** SEC FILE NUMBER 8-68659 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PER10D BEGINNING 01/01/2019 | AND ENDING 12/31/2019 | | |--------------------------------------------------------------------------------------------------------------------------------|-----------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | MM/DD/YY | | ~~~~~~~~~~-<br>MM/DD/YY | | | | | | NAME OF BROKER-DEALER: Hannon Armstrong Securities , LLC<br>ADDRESS OF PRINCIPAL PILACE OF BUSINESS: (Do not use P.O. Box No.) | | OFFICIAL USE ONLY | | | | FIRM l.D. NO. | | 1906 Towne Centre Blvd, Suite 370 | | | | (No. and Street) | | | | | | | | (State) | | | | | | | | | | (Area Code - Telephone Number) | | | | | | | | | | | | | | Tysons | Virginia | 22102 | | (City) | (State) | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | | | | | A. REGISTRANT IDENTIFICATION<br>21401<br>Marylarnd<br>(Zip Code)<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONT ACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>(Name - if individual, state last. first, middle name)<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied* 011 *as the basis for the exemption. See Section 240.17a-5(e)(2)* > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (11-05) {1}--------------------------…Read the full text as markdown