Full text of HANNON ARMSTRONG SECURITIES, LLC's X-17A-5 filed 2022-03-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING Q 1/01 /2021 AND ENDING 12/31 /2021 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME oF FIRM: Hannon Armstrong Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): l!J Broker-dealer D Security-based swap dealer D Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1906 Towne Centre Blvd, Suite 370 | | (No. and Street) | | | |----------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------|----------------------------| | Annapolis | Maryland | | 21401 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Carolyn J Kasky | 410-571<br>-6181 | | ckasky@hannonarmstrong.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Ernst & Young LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name - if individual, state last, first, and middle name) | | | | 1775 Tysons Blvd | Tysons | Virginia | 22102 | | | | | | | (Address) | (City) | (State) | (Zip Code) | | 10/20/2003 | | 42 | | | | | (PCAOB Reglst<atloo N"mb.,, If applicable) | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently valid OMB control number. OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 | SEC FILE NUMBER | |-----------------| | 68659 | {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Carolyn J Kasky swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Hann…Read the full text as markdown