Full text of HANNON ARMSTRONG SECURITIES, LLC's X-17A-5 filed 2021-03-25 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | | OMB APPROVAL | | |---------------|--------------|-----------------------------| | OMB Number: - | | 3235-0123 | | Expires: | | October 31, 2023 | | | | Estimated average burden | | | | hours per response . 12.00 | | | | | | SEC FILE NUMBER | | |-----------------|--| | 8-68659 | | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Ther eunder | A D E DI G 12/<br>/ 01/2020<br>REPORT FOR THE PERIOD BEGIN I GQ1 | | 31 /2020 | | | |----------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|----------|-------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF BROKER-DEALER: Hannon Armstrong Securities, LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box<br>o.)<br>1906 Towne Centre Blvd, Suite 370 | | | FIRM l.D. NO. | | | | (No. and Street) | | | | | | | | Annapolis, MD 21401 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE<br>Carolyn J Kasky, 410-571-6181 | UMBER OF PERSON TO CO TACT IN REGARD TO THIS REPORT | | | | | | | | (Area Code - Telephone umber) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDE T PUBLIC ACCOUNTA T whose opinion is contained in this Report*<br>Ernst & Young | ame - if individual, state last, first, middle name) | | | | | 1775 Tysons Blvd | Tysons | Virginia | 22102 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | IV' I<br>Certified Public Accountant | | | | | | Public Accountant | | | | | | B | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent p ublic accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (11-05) {1}-------------------------…Read the full text as markdown