LPS CAPITAL LLC X-17A-5 (2019-02-28) — Broker-dealer annual report

Full text of LPS CAPITAL LLC's X-17A-5 filed 2019-02-28 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: LPS CAPITAL LLC
• Form: X-17A-5
• Filed: 2019-02-28
• Period: 2018-12-31
• Accession: 0001501847-19-000002
• CIK: 1501847
• File #: 8-68706
• Material weakness: No
• Auditor: BDG-CPAs
• Auditor location: Ridgewood, NJ
• Contact: John Tarleton
• Phone: 212-441-3810
• Signed by: John Tarleton (President)

Document text (excerpt)

X-17A-5 0001501847 XXXXXXXX LIVE false false false 01-01-2018 12-31-2018 Broker-dealer N LPS CAPITAL LLC 150 EAST 52ND STREET SUITE 5001 NEW YORK NY 10022 John Tarleton 212-441-3810 BDG-CPAs 10 N. Walnut Street Ridgewood NJ 07450 Certified Public Accountant John Tarleton LPS CAPITAL LLC 12-31-2018 John Tarleton President Y

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• X-17A-5 — 2026-03-04
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• X-17A-5 — 2024-02-29
• X-17A-5 — 2023-03-01
• X-17A-5 — 2022-03-01
• X-17A-5 — 2021-03-03
• X-17A-5 — 2020-03-02
• X-17A-5 — 2018-02-28
• X-17A-5 — 2017-02-28
• X-17A-5 — 2016-03-01
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-04

Original filing on SEC EDGAR (source of record)