LPS CAPITAL LLC X-17A-5 (2025-03-03) — Broker-dealer annual report

Full text of LPS CAPITAL LLC's X-17A-5 filed 2025-03-03 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ **+"\*H(\*\*(H (+&\*(H"H."H#!!((#"H -0C68<5E><HH H** 6\*(<=?:I(4 6\*8mPVz# /v\_{V\$8r /\_mNVTNV|NZVPzTVp \r}wVz}VwspV% #### **-** C/,135/8G6\*/B - **"H\$H =4?A;0D9?=H'3@F9A32H%FBCF0=DHD?H' F:3CH 0-H 0 H0=2H 0HF=23AHD73H(31FA8D83CHG170=53H1DH?4H H** EE EE E **- - -** EE 77..JK 77..JK **&)\*&"\*H"\*\*#"** E7E E%%&%%'E ""#) ""4".7) "" 1 \$\$\$; %&'%%&%&%;( !\$EE !E\*/,\*3E(44E(9940\*()4,E)8B,=- E :83,:+,(4,:E -,\*@:0>C)(=,+E=A(9E+,(4,; : -]WSc]W~W`XWxtqUWq`OdtOq;F-UW~aO`WUWOeW E(28:E=,\*@:1>C)(=,+E=A(9E9(:>0\*09(6>E EE E EE "E8E68?E@=,E(EE)8BE68DE ; 2\*;7;8/7+; ; 9tOqUD~WW +9;!350; !; ; --b -DOW -L`x-tUW E!E !E#!E E!E EE 3-2;)51+732; - - -9OnW -)WO-tUWFWdWx^tqW9nQW -0nO`e)UUW **#,"\*"\*H"\*\*#"** E" E " EA/8=,E:,98<>=E(:,E\*86>(06,+E16E>/0=E-0516.E -9OnW `X`qU``UOfOWeOX`OqUn`UUeWqOnW ;; )1287;7; .\*,+933\*; ; ; -)UUW --` -DOW -M`x-tUW ; ; tY@W[&oktu`]>-);+'YOxxHSQgW **#&H# H,)H#" /H <;25'+,< (<<..\$-< <** BDG-CPAs -eO`nXt~WWnx`tqX~tn]WWy`~WnWq]O]WOqqOeWxtQWStWWUQ]WWxttXOq`qUWxWqUWqxQe`S OSStqOqnQWxxtWUQOOWnWqtXXOSOqUS`SnOqSWWh`WUtqO]WRO`tX]WWWnx`tq DWW! -2Ai"O E-Wj-`` `YOxxl`SOQdW **13-\*3<8 -<1<4-<13/-\*<4-<4 <-%%4!-\*<-<"\*-1)4"-\*<-\*4!\*<"\*<4 "3<-1)<1<\*-4<106!1<4-<13/-\*<6\*%33<4 <-1)< #3/%93<<611\*4&:<7&#< <-\*41-%<\*6)1<** {1}------------------------------------------------ | | John Tarleton | | | | swear (or affirm) that, to the best of my knowledge and belief, the | | |-------|---------------|--|------------------------------------------------------------|--|---------------------------------------------------------------------|-------| | | | | financial report pertaining to the firm of LPS Capital LLC | | | as of | | 10/04 | | | | | | | - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ LPS Capital LLC Financial Statements December 31, 2024 {3}------------------------------------------------ #### LPS Capital LLC Index to the Financial Statements December 31, 2024 | | Page(s) | |------------------------------------------------------------------------------------------------------------------------------------------------------|---------| | Report of Independent Registered Public Accounting Firm | 1-2 | | Financial Statements | | | Statement of Financial Condition | 3 | | Statement of Operations | 4 | | Statement of Changes in Member's Equity | 5 | | Statement of Changes in Subordinated Borrowings | 6 | | Statement of Cash Flows | 7 | | Notes to…

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