Full text of LPS CAPITAL LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | vis Number: | | 3235-UIZS | | |------------------------|-----------------|--------------------------|--| | pires: | August 31, 2020 | | | | timated average burden | | | | | | | ours per response 12.00 | | | | | | | | SEC FILE NUMBER | |-----------------| | 8-68706 | | A. REGISTRANT IDENTIFICATION<br>NAME OF BROKER-DEALER: LPS Capital LLC | | OFFICIAL USE ONLY | | | |------------------------------------------------------------------------|-------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | | | | | | | | (No. and Street) | | | | | | NY | | 10022 | | | | (State) | | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | | | | | BDG - CPAs | | | | | | | | | | | | Ridgewood | NJ | | 07450 | | | (City) | (State) | | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | | | | | John Tarleton | 150 E.52nd Street, Suite 5001<br>(212) 441-3810<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>(Name - if individual, state last, first, middle name)<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>(Area Code - Telephone Number)<br>I have the new were the new the mount the anyment to agenced by the primary of an Monomages withing are minted | | {1}------------------------------------------------ {2}------------------------------------------------ LPS Capital LLC Financial Statements December 31, 2019 {3}------------------------------------------------ ### LPS Capital LLC Index to the Financial Statements December 31, 2019 | | Page(s) | |---------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown