Full text of LPS CAPITAL LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | FILING FOR THE PERIOD BEGINNING | 01/01/2021 | AND ENDING | 12/31/2021 | | | | |-----------------------------------------------------------------------------------------------------------------------------------|--------------------------------|------------|--------------------------------------------|--|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM: | LPS Capital LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>& Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 150 E.52nd St, Suite 5001 | | | | | | | | (No. and Street) | | | | | | | New York | NY | | 10022 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | John Tarleton | (212) 441-3810 | | JTarleton@LPScptl.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | BDG - CPAs<br>(Name - if individual, state last, first, and middle name) | | | | | | | | | | | | | | | | 76 N. Walnut St | Ridgewood | NJ | 07450 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 02/18/2004 | | | 1167 | | | | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number, if applicable) | | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | | | {1}------------------------------------------------ | John Tarleton | swear (or affirm) that, to the best of my knowledge and belief, the | |-------------------------------------------------------------|---------------------------------------------------------------------| | "nancial report pertaining to the firm of __LPS Capital LLU | as of | - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ LPS Capital LLC Financial Statements December 31, 2021 {3}------------------------------------------------ ### LPS Capital LLC Index to the Financial Statements December 31, 2021 | | Page(s) | |------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown