Full text of LPS CAPITAL LLC's X-17A-5 filed 2026-03-04 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | SEC FILE NUMBER | |--|-----------------| | | 8-86706 | | Filing for the period beginning 01/01/2025 | | AND ENDING | 12/31/2025 | | |---------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------|-----------------------------------------|--------------------------------------------|------------| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | LPS Capital LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | 0 Security-based swap dealer | [ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 600 Lexington Avenue, Suite 502 | | | | | | (No. and Street) | | | | | New York | | NY | | 10022 | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | John Tarleton | (212) 441-3810 | | JTarleton@LPScptl.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | BDG-CPAs | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 76 N. Walnut St | Ridgewood | | NJ | 07450 | | (Address) | (City) | | (State) | (Zip Code) | | 02/18/2024 | | 1167 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | * Claims for exemption from the requirement that the annual reports of an independent public | FOR OFFICIAL USE ONLY | | | | | | I have chargest of facts and sugumestances rolled on actho bacic of the ovomntion. Son 17 | | | | {1}------------------------------------------------ | | John Tarleton | swear (or affirm) that, to the best of my knowledge and belief, the | |----|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | tinancial rep…Read the full text as markdown