Full text of WINTOUR & COMPANY, INC.'s X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20S49 ANNUAL REPORTS FORM X-17A-S PART Ill FACING PAGE OMB APPROVAL OMB Number: 3235·0123 Expires: Oct. 31, 2023 Estimated average burden houfs per response: 12 SEC FILE NUMBER 8-68719 Informat ion Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 0 1 /0 1 /21 MM/ DD/YY AND ENDING 12/31 /21 MM/DD/YY A. REGISTRANT IDENTIFICATION NAMEOF FIRM: WINTOUR & COMPANY, INC. TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer 0 Security-based swap dealer 0 Check here if respondent is also an OTC derivatives dealer 0 Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 213 FULTON STREET (No. and Street) WESTBURY NEW YORK (City) {State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING CHRISTIAN W INTOUR 516-535-0020 cwintour@wintourco.com (Name) {Area Code- Telephone Number) ~Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* AJSH & CO LLP (Name - if individual, state last, first, and middle name) C-7 /227, Sector -7 Rohini, New Delhi India 11085 (Address) (City) (State) (Zip Code) 2/10/2009 3223 FOR OFFICIAL USE ONLY • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l}(li), if applicable. Persons who are to resp-ond to the collection of information contained in this form are not required to respond unless the form displays a current ly valid OMB control number. {1}------------------------------------------------ **Wintour & Company, Inc.** ## **Financial Statements and Supplemental Schedules Required by the** U.S. **Securities and Exchange Commission** **Including Independent Auditor's Report Thereon and Supplemental Report on Internal Controls** ## **For the Year-Ended December 31, 2021** *\*This report is deemed confidential in accordance with Rule 17 a-5 (e)(3) under the Securities and Exchange Act of 1934. A statement of Financial Condition, bound separately, has been filed with the Securities and Exchange Commission simultaneously herewith as a public document.* {2}------------------------------------------------ ## Wintour & Compa…Read the full text as markdown