Full text of WINTOUR & COMPANY, INC.'s X-17A-5/A filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITEDSTA TES SECURITIFSAND EXCHANGE COMMISSION Washington, D.C. 2.0549 OMS APPROVAL OMBNumber: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 # ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill | SEC FILE NUMBER | |-----------------| | | | &-68719 | | | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17 a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/2020 | | AND ENDING 12/31/2020 | | | | |-----------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|-----------------------|-----------------------------------------|--------------------|--| | | | | ----------------------<br>1-.11-.l DUYY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAMEOFBROKER-DEALER: WINTOUR & COMPANY, INC. | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUS[NESS: (Do not usc P.O<br>. Box No.) | | | | FIRM I.D. NO. | | | 213 FULTON STREET | | | | | | | WESTBURY | (~o. and Street)<br>NEW YORK | | 11590 | | | | | | | (Zip C<><i~) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Christian Wintour | | | 516-535-0020 | | | | | | | (Ar~a Code | Tdcphune :-\umber) | | | INDEPENDENT PUBLIC ACCOUNTANT w11osc opinion is contained in this Report*<br>AJSH & CO LLP | | | | | | | C-7/227 , Sector-7 | ROHINI, NEW DELHI | | INDIA | 11085 | | | (Addr.:<br>) | (Cit~ ) | (Sial.:) | | (Zip Cod.:} | | | CHECK ONE:<br>D<br>Certified Public Accountant<br>0<br>Public Accountant<br>[l] Accountant not resident in U nitcd S | tates or any or its possessions.<br>FOR OFFieiAL USE ONLY | | | | | | *Claims for exemption from rhe requirement/hal the annual report he CO\I(!red hy the upin ion of an independent puh/ic accountant | | | | | | *must he .I'Upported b\_\.· a statement of facts and circumstances relied on as the hasisjiJr /he exemption. ,\'ee ,','eclion J.J0./7a-5(e)(JJ* Potential persons who are to respond to the collec:tion of Information contained In this form are not required to respond unless the form displays a current! y vall d OMB control number. {1}------------------------------------------------ ## **Wintour & Company, Inc.** ## **Financial Statements and Supplemental Schedules Required by the** U.S. **Securities and Exchange Commission** *…Read the full text as markdown