Full text of WINTOUR & COMPANY, INC.'s X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 PART Ill OMB APPROVAL OMB Number: 3235·0123 Expires: Oct. 31, 2023 Estimat ed average burden hours per response: 12 SEC FILE NUMBER 8-68719 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under t he Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01 /01/22 MM/00/YY AND ENDING 12/31/22 MM/00/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: WINTOUR & COMPANY, INC. TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer 0 Security-based swap dealer 0 Check here if respondent is also an OTC derivatives dealer 0 Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 21 3 FULTON STREET | | (No. and Street) | | | | |----------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|------------------------|--| | WESTBURY | NEW YORK | | | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | CHRISTIAN WINTOUR | 516-535-0020 | | cwintour@wintourco.com | | | (Name) | (Area Code- Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>MERCURI US & ASSOCIATES LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | A-94/8 Wazirpur Industrial Area, Main Ring Road | Delhi | India | 0052<br>11 | | | (Address) | (City) | (State) | (Zip Code) | | | 2/10/2009 | | 3223 | | | | | | | | | #### FOR OFFICIAL USE ONLY \*Claims for exemption from the requirement t hat the annual reports be covered by the reports of an independent public accountant must be su pported by a statement of facts and circumstances relied on as the basis of t he exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable Persons who are to respond t o the collection of information contained in this form are not required to respond unless the form displays a currently valid OMS control number. {1}------------------------------------------------ ## **Wintour & Company, Inc.** # **Financial Statements and Supplemental Schedules Required by the** U.S. **Securities and Exchange Commission** # **Including Independent Auditor's Report Thereon and Supplemental Report on Inter…Read the full text as markdown