Full text of WINTOUR & COMPANY, INC.'s X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response .. . ... 12.00 SEC FILE NUMBER 8-68719 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | FACING PAGE | | |-------------|--| Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule l7a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/2020<br>----------------------<br>MM/DD/YY<br>A. REGISTRANT IDENTIFICATION<br>NAME OF BROKER-DEALER: WINTOUR & COMPANY, INC.<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>213 FULTON STREET<br>(No. and Street)<br>WESTBURY<br>NEW YORK<br>(City)<br>(State)<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO TH IS REPORT<br>Christian Wintour<br>B. ACCOUNT ANT IDENTIFICA TJON<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>AJSH & CO LLP<br>-----------------------------------------------------------------------------------<br>(Name - if mdividual. stale last. first. middle name) | /01/2020<br>AN D ENDING 01<br>MM/DD/YY<br>OFFICIAL USE ONLY j<br>FIRM I.D. NO.<br>11590<br>(Zip Code) | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 516-535-0020 | | | (Area Code - Telephont: Number) | | | | | | | | | | | ROHINI, NEW DELHI<br>C-7/227 , Sector-7 | INDIA<br>11085 | | (Address)<br>(City) | (State)<br>(Zip Code) | | C H ECK O NE:<br>certified Public Accountant<br>O<br>DPublic Accountant | | | [{]Accountant not resident in United States or any of its possessions. | | | FOR OFFICIAL USE ONLY | | *\*Clai…Read the full text as markdown