Full text of WINTOUR & COMPANY, INC.'s X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE OMBAPPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-68719 Information Required Pursuant to Rules 17a-5, 17a-1Z, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIIQD BEGINNING 01 /0 1 /25 MM/00/YY AND ENDING 12/31/25 MM/00/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: WINTOUR & COMPANY, INC. TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer 0 Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAl PlACE OF BUSINESS: (Do not use a P.O. box no.) 213 FULTON STREET (No. and Street) WESTBURY NEW YORK (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING CHRISTIAN WINTOUR 516-535-0020 cwintour@wintourco.com (Name) (Area Code- Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* MERCURIUS & ASSOCIATES LLP (Name- if individual, state last, first, and middle name) A-9418 Wazirpur Industrial Area, Main Ring Road Delhi India 110052 (Address) (City) (State) (Zip Code) 2/10/2009 3223 rto of Regi"'"''" with PCAOB)(if •ppli~ble) FOR OFFICIAL USE ONLY (PCAOB Re~•tr•tioo N"mbe<, • •PPU~ble) <sup>l</sup> • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ **Wintour & Company, Inc.** **Financial Statements and Supplemental Schedules Required by the** U.S. **Securities and Exchange Commission** **Including Independent Auditor's Report Thereon For the year ended December 31,2025** *\*This report is deemed confidential in accordance with Rule 17a-5(e)(3) under Jhe Securities and Exchange Act ofl934. A sfatemenr uf Financial Condition, bound separately, has been filed with the Securities and Exchange Commission simultaneously herewith as a public documenr.* {2}---------…Read the full text as markdown