Full text of PEEL HUNT INC.'s X-17A-5 filed 2020-05-29 (period 2020-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # PEEL HUNT INC. (SEC FILE NUMBER: 8 -68845) # STATEIV1ENT OF FINANCIAL CONDITION FOR THE Y <sup>E</sup> AR E NDED MARCH 31, 2020 {1}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549<br>ANNUAL AUDITED REPORT<br>FORM X-17A-5 | | OMB APPROVAL<br>OMB Number.<br>3235-0123<br>Expires: August 31, 2020<br>Estimated average burden<br>hours per response 12.00 | | |------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------|------------------------------| | | | SEC FILE NUMBER<br>8 - 68845 | | | | PART III | | | | | FACING PAGE<br>Information Required of Brokers and Dealers Pursuant to Section 17 of the<br>Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | REPORT FOR THE PERIOD BEGINNING | 04/01/2019 | AND ENDING | 3/31/2020 | | | MM/DD/YYYY | | MM/DD/YYYYY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: | | | | | PEEL HUNT INC. | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM ID. NO. | | | MOOR HOUSE 120 LONDON WALL | | | | | (No. and Street) | | | | LONDON | UK | | EC2Y 5ET | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Dmitriy Rutitskiy | | | (212) 751-4422 | | | | | (Area Code -- Telephone No.) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANI whose opinion is contained in this Report* | | | | | BDO Cayman Ltd | | | | | | (Name - if individual, state last, first, middle name ) | | | | PO Box 31118 Governer's Square<br>(Address) | Grand Cayman<br>(City) | Cayman Islands | KY1-1205 | | CHECK ONE:<br>Certified Public Accountant<br>Public Accountant<br>[x] Accountant not resident in United States or any of its possession: | | (State) | (Zip Code) | | | FOR OFFICIAL USE ONLY | | | \* \*Clains for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied…Read the full text as markdown