Full text of PEEL HUNT INC.'s X-17A-5 filed 2023-06-01 (period 2023-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  STATEMENT OF FINANCIAL CONDITION FOR THE YEAR ENDED MARCH 31, 2023 PEEL HUNT INC. (SEC FILE NUMBER: 8-68845) {1}------------------------------------------------ | UNITED STATES | | | | |------------------------------------|--|--|--| | SECURITIES AND EXCHANGE COMMISSION | | | | | Washington, D.C. 20549 | | | | OMB APPROVAL 8 - 68845 SEC FILE NUMBER OMB Number: Expires: October 31, 2023 Estimated average burden nours per response . . . 12.00 3235-0123 ## ANNUAL AUDITED REPORT FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | REPORT FOR THE PERIOD BEGINNING | 04/01/2022 | AND ENDING | 3/31/2023 | | |------------------------------------------------------------------------------------------|------------------------------------------------------------------------------|----------------------------|--------------------------------------------|--| | | MM/DD/YYYYY | | MM/DD/YYYY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | PEEL HUNT INC. | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | X Broker-dealer Security-based swap dealer Major security-based swap participant | | | | | | □ Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | 100 LIVERPOOL STREET, 7TH FLOOR | | | | | | (No. and Street) | | | | | LONDON | UK | | EC2M 2AT | | | (City) | (State) | | (Zip Code) | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Dmitriy Rutitskly | 212-751-4422 | drutitskiy@dfppartners.com | | | | (Name) | (Area Cude - Telephone No.) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing" | | | | | | | | | | | | | BDO Cayman Ltd<br>(Name - if individual, state last, first. and middle name) | | | | | | Grand Cayman | Cayman Islands | KY1-1205 | | | PO Box 31118 Governer's Square<br>(Address) | (City) | (Statc) | (Zip Code) | | | | | 2162 | | | | 09/29/2003<br>(Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | \*Claims for exemption from the requirement that the anmul reports be covered by the reports of an independent public accountant must be supported by a statement of facts…Read the full text as markdown