Full text of PEEL HUNT INC.'s X-17A-5 filed 2024-06-10 (period 2024-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  STATEMENT OF FINANCIAL CONDITION FOR THE YEAR ENDED MARCH 31, 2024 PEEL HUNT INC. (SEC FILE NUMBER: 8-68845) {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | | |-----------------------------|--|-----------------| | 0MB Number: | | 3235-0123 | | Expires: November 30, 2026 | | | | Estimated average burden | | | | hours per response . 12.00 | | | | | | SEC FILE NUMBER | | | | | # **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8 - 68845 | | ## **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | REPORT FOR THE PERIOD BEGINNING | 04/01/2023 | AND ENDING | 3/31/2024 | |---------------------------------------------------------------------------|-----------------------------------------------------------|----------------------------------------------------|------------| | | MM/DDNYYY | | MM/DDNYYY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: | PEEL HUNT INC. | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | X Broker-dealer<br>□ Security-based swap dealer | □ Major security-based swap participant | | | | □ Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 100 LIVERPOOL STREET, 7TH FLOOR<br>(No. and Street) | | | | | | | | | LONDON | UK | | EC2M 2AT | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Dmitriy Rutitskiy | 212-751-4422 | drutitskiy@dfppartners.com | | | (Name) | (Area Code -- Telephone No.) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | BDO Cayman Ltd | | | | PO Box 31118 Governer's Square | (Name- if individual, state last, first, and middle name) | | KYl-1205 | | (Address) | Grand Cayman<br>(City) | Cayman Islands<br>(State) | (Zip Code) | | 09/29/2003 | | | | | (Date of Registration with PCAOB)(if applicable) | | 2162<br>(PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | *\*Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement…Read the full text as markdown