Full text of PEEL HUNT INC.'s X-17A-5 filed 2021-05-27 (period 2021-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # PEEL HUNT INC. (SEC FILE NUMBER: 6-66645) # ST A TEMENT OF FINANCIAL CONDITION FOR THE YEAR ENDED MARCH 31, 2021 {1}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | | UMB APPROVA | | |-------------|---------------------------|-----------------| | OMB Number: | | 3235-0123 | | | Expires: October 31, 2023 | | | | Estimated average burden | | | | hours per response 12.00 | | | | | SEC FILE NUMBER | | | 8 - 68845 | | | | | | # ANNUAL AUDITED REPORT FORM X-17A-5 PART III # FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | MMDDYYYYY | | MM/DD/YYYYY | | | |--------------------------------------------------------------------|---------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--| | | | | | | | | | | | | | | | | | | | | | OFFICIAL USE ONLY | | | | PEEL HUNT INC. | | | | | | | | | | | | 100 LIVERPOOL STREET | | | | | | | | | | | | UK | | EC2M ZAT | | | | (State) | | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | Grand Cayman | Cayman Islands | KY1-1205 | | | | (City) | (State) | (Zip Code) | | | | | | | | | | Accountant not resident in United States or any of its possessions | | | | | | | FOR OFFICIAL USE ONLY | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>(No. and Street) | A. REGISTRANT IDENTIFICATION<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>(212) 751-4422<br>(Area Code · Telephone No.)<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>[Name -- if individual, slate last, first, middle name } | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240. 17a-5(e)(2). SEC 1410 (06-02) Potential persons who are to respond to the collect…Read the full text as markdown