PEEL HUNT INC. X-17A-5 (2022-05-31) — Broker-dealer annual report

Full text of PEEL HUNT INC.'s X-17A-5 filed 2022-05-31 (period 2022-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ ![](_page_0_Picture_0.jpeg) # Peel hunt INC. (sec file number: 8-68845) ## STATEMENT OF FINANCIAL CONDITION For the year ended March 31, 2022 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | | 0MB APPROVAL | | |------------|---------------------------|-----------------------------| | OMBNumber: | | 3235-0123 | | | Expires: October 31, 2023 | | | | Estimated average burden | | | | | tiours per resoonse • 12.00 | | | | SEC FILE NUMBER | | | 8 - 68845 | | #### **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | __<br>____<br>04~/~0_1~/2_0_2_1<br>MM/DD/YYYY<br>A. REGISTRANT IDENTIFICATION<br>□ Major security-based swap participant<br>□ Check here ifrespondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O Box No)<br>100 LIVERPOOL STREET, 7TH FLOOR<br>(No nnd trcct)<br>UK | ANDEND™G ____<br>_<br>PEEL HUNT INC. | __<br>31~/_0~3/_2_02_2<br>_<br>MM/DD/YYYY | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | EC2M 2AT | | l~tateJ | | (Zip Code) | | PERSON TO CONT ACT WITH REGARD TO THIS FILING | | | | | drutitskiy@dfppartners.com | | | | (Email Address) | | | | | | | | | | | | | | | | | | | | Cayman Islands | KYl-1205 | | (City) | (State) | (Zip Code) | | | 2162 | | | | | (PCAOB Registration Number, if applicable) | | | | | | | | | | | | | | | 212-751-4422<br>( Area Code -- Telephone No )<br>BDO Cayman Ltd<br>Grand Cayman | B. ACCOUNTANT IDENTIFICATION<br>™DEPENDENT PUBLIC ACCOUNT ANT whose reports are contained in this filing*<br>(Name- if individual. state last, first, and middle name)<br>FOR OFFICIAL USE ONLY | *\*Claims for exemption from the requirement that the annual…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)