Full text of AKUNA SECURITIES LLC's X-17A-5/A filed 2019-06-06 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Report December 31, 2018 Filed as PUBLIC in accordance with Rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III | OMB APPROVAL | | |--------------------------|---------------------------| | OMB Number: | 3235-0173 | | Expires: | August 31, 2020 | | Estimated average burden | | | | nours per response 12.00 | | | SEC FILE NUMBER | |---------|-----------------| | 8-68957 | | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | PORT FOR THE PERIOD BEGINNING 01/01/2018 | | | AND ENDING 12/31/2018 | | |----------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|--|-----------------------|--------------------------------| | | MM/DD/YY | | | ММ/ПП/УУ | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Akuna Securities LLC | | | | OFFICIAL USE ONI Y | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>333 S. Wabash Ave, Suite 2600 | | | FIRM I.D. NO. | | | | (No. and Street) | | | | | | | | 6604 | | | | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>John Harris | 312-994-4640 | | | (Area Code = Telenhone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>REMTISITE | (Name = if individual, state last, first, middle name) | | | | | One S. Wacker Drive, Suite 800 Chicago | | | = | 60606 | | (Address) | (City) | | (State) | (Zip Code) | | CHECK ONE . | | | | | | Certified Public Accountant<br>Public Accountant | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | \*Cluins for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a 5(0)(2) > Potential persons who are to respond to the collection of information contained in this form are not required to respond > unless the form displays a currently v…Read the full text as markdown