Full text of AKUNA SECURITIES LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Akuna Securities LLC Financial Report December 31, 2021 Filed as PUBLIC in accordance with Rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-68957 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | MM/DD/YY | | AND ENDING 12/31/2021 | FILING FOR THE PERIOD BEGINNING 01/01/2021 | |------------|--------------------------------------------|------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------| | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Akuna Securities LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | Broker-dealer Security-based swap dealer Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 333 S. Wabash Avenue, Suite 2600 | | | | (No. and Street) | | | 60504 | | 11 | Chicago | | (Zip Code) | | (State) | (City) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | neli.alexieva@akunacapital.com | 312-994-4651 | Neli Alexieva | | | (Email Address) | (Area Code - Telephone Number) | (Name) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filling* | | | | | RSM US LLP | | | | (Name - If individual, state last, first, and middle name) | | | 60606 | | Chicago | 30 S. Wacker Drive, Suite 3300 | | (Zip Code) | (State) | (City) | (Address) | | | 49 | | 09/24/2003 | | | (PCAOB Registration Number, if applicable) | FOR OFFICIAL USE ONLY | (Date of Registration with PCAOB)(if applicable) | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public Claims for exemption the requirement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. che 240.27a-3(e){z}(i),},if('ajp).com(x){a.inner contained in this form are…Read the full text as markdown