Full text of AKUNA SECURITIES LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Report December 31, 2020 Filed as PUBLIC in accordance with Rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ | SEC FILE NUMBER | |-----------------| | 8-68957 | | | | MM/DD/Y Y | | |----------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------| | | | | | | | | | OFFICIAL USE ONLY | | | | | FIRM L.D. NO. | | | | | | | | | | | | = | | 60504 | | | (State) | | (Zip Code) | | | | | | (Area Code - Telephone Number) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>(Name - if individual, state last, first, middle name) | | | | 30 S. Wacker Drive, Suite 3300 Chicago | = | | 603013 | | | (State) | | (Zip Code) | | Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | | | | | | REPORT FOR THE PERIOD BEGINNING 01/01/2020<br>MM/DD/Y Y<br>NAME OF BROKER-DEALER: Akuna Securities LLC<br>(No. and Street) | A. REGISTRANT IDENTIFICATION<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | AND ENDING 12/31/2020<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | {2}------------------------------------------------ | J. John Harris | | the best of the best of the swear (or affirm) that, to the best of | |----------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------| | Akuna Securities LLC | | my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of | | of December 31 | | , 20 20 are true and correct. I further swear (or affirm) that | | | | neither the company nor any partner, principal officer or director has any proprietary interest in any account | | classified solely…Read the full text as markdown