Full text of AKUNA SECURITIES LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Akuna Securities LLC** Financial Report December 31, 2022 Filed as PUBLIC in accordance with Rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ | | | | | OMB APPROVAL | | |-------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------|--------------------------------|----------------------------------------------------|-------------------------------------------|--| | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | OMB Number: 3235-0123 | | | | | | | Expires: Oct. 31, 2023<br>Estimated average burden | | | | | | | | hours per response: 12 | | | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | | FORM X-17A-5 | | 8-68957 | | | | | PART III | | | | | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | | 01/01/2022<br>AND ENDING<br>FILING FOR THE PERIOD BEGINNING<br>MM/DD/YY | | 12/31/2022 | | | | | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Akuna Securities LLC | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | l_ Broker-dealer | _ Major security-based swap participant | | | | | | [] Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 333 S. Wabash Avenue, Suite 2600 | | | | | | | | (No. and Street) | | | | | | Chicago | | | | 60604 | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Neli Alexieva | 312-994-4651 | neli.alexieva@akunacapital.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. Accountant IDENTIFICATION | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | RSM US LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | 60606 | | | 30 S. Wacker Drive, Suite 3300 | Chicago | | | | | | (Address)<br>09/24/2003 | (City) | 49 | (State) | (Zip Code) | | | | | | | | | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | | (PCAOB Registration Number, if applicable | | | | | | | | | | * Claims for exemption from th…Read the full text as markdown