Full text of AKUNA SECURITIES LLC's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Akuna Securities LLC** Financial Report December 31, 2023 Filed as PUBLIC in accordance with Rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ {2}------------------------------------------------ | Neli Alexieva<br>swear (or affirm) that, to the best of my knowledge and belief, the | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--|--| | financial report pertaining to the firm of Akuna Securities LLC<br>as of<br>12/31 | | | | | | 2 023 _ is true and correct. I further swear (or affirm) that neither the company nor any<br>partner, officer, director, or equivalent person, as the case may proprietary interest in any account classified soley | | | | | | as that of a customer. | | | | | | OFFICIAL SEAL | | | | | | Signature:<br>RYAN FINN | | | | | | NOTARY PUBLIC, STATE OF ILLINOIS | | | | | | My Commission Expires 2/23/26<br>Title: | | | | | | Chief Financial Officer | | | | | | otary Public Ryean | | | | | | This filing** contains (check all applicable boxes): | | | | | | = (a) Statement of financial condition. | | | | | | (b) Notes to consolidated statement of financial condition. | | | | | | [.J (c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of | | | | | | comprehensive income (as defined in § 210.1-02 of Regulation S-X). | | | | | | L (d) Statement of cash flows. | | | | | | J (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. | | | | | | (f) Statement of changes in liabilities subordinated to claims of creditors. | | | | | | ا | | | | | | (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable. | | | | | | ال (i) Computation of tangible net worth under 17 CFR 240.18a-2.<br>_ (j) Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3. | | | | | | (k) Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or | | | | | | Exhibit A to 17 CFR 240.18a-4, as applicable. | | | | | | [] (() Computation for Determination of PAB Requirements under Exhibit A to § 240.15c3-3. | | | | | | (m) Information relating to possession or contr…Read the full text as markdown