Full text of PNFP CAPITAL MARKETS, INC.'s X-17A-5 filed 2021-02-22 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITillSAND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response .. .... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** SEC FILE NUMBER 8-69608 **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 0 1/01 /20 | --------- | AND ENDING 12/31 /20 | ---------- | | | |--------------------------------------------------------------------------|---------------------------------------------------------------------|----------------------|--------------------------------|--|--| | | -<br>MM/DD/YY | -<br>- | M MID D NY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: PNFP CAPITAL MARKETS, INC. | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | | 150 3RD AVE. SOUTH, SUITE 900 | | | | | | | | (No. and Street) | | | | | | NASHVILLE | TN | | 37201 | | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | ROGER OSBORNE | | | (615) 743-8455 | | | | | | | (Area Code - Telephone Number) | | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | LBMC, PC | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | | 201 FRANKLIN RD, BOX 1869 BRENTWOOD | TN | 37024 | | | | (Address) | (City) | (State) | (Zip Code) | | | | CHECK ONE: | | | | | | | IV I<br>Certified Public Accountant | | | | | | | Public Accountant | | | | | | | B | Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the a1111ual report be covered by the opinion of 011 independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ ## **OATH OR AFFIRMATI…Read the full text as markdown