Full text of PNFP CAPITAL MARKETS, INC.'s X-17A-5 filed 2026-03-09 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-69608 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01 /25** MM/DD/YY AND ENDING **12/3 1 /25** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAMEOFFIRM : PNFP CAPITAL MARKETS, INC. TYPE OF REG ISTRANT {check all applicable boxes): C!J Broker-dealer □ Securit y-based sw ap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant **ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.)** 21 Platform Way South, Suite 2300 (No. and Street) Nashville TN 37203 (City) (Stat e) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FI LI NG Gary Wunderlich 901-270-3107 gary.wunderlich@pnfp.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT w hose reports are contained in t his f iling\* LBMC, PC (Name - if individual, state last, first, and middle name) 201 FRANKLIN RD, BOX 1869 Brentwood TN 37024 (Address) (City) (State) (Zip Code) 10/20/03 450 **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that t he annua l reports be covered by the reports of an independent public accou ntant must be supported by a statement of facts and circumstances relied on as the basis of the exempt ion . See 17 CFR 240.17a-S(e)(l)(ii), if applica ble. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### OATH OR AFFIRMATION | I, Gary Wunderlich | swear (or affirm) that, to the best of my knowledge and belief, the | | |-----------------------------------------------------------------------|-----------------------------------------------------------------------------------------|-------| | financial report pertaining to the firm of PNFP CAPITAL MARKETS, INC. | | as of | | 12/31 | 2~<br>is true and correct. I further swear (or affirm) that neither the company nor any | | partner, officer, director, or equivalent person, as the case may be, has any proprietary interes…Read the full text as markdown