Full text of PNFP CAPITAL MARKETS, INC.'s X-17A-5 filed 2022-03-29 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 3ll, 2023 Estimated average burden hours per response: 12 SEC FILE !NUMBER 8-69608 Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING .\_1\_/1\_/\_2\_1 \_\_\_\_\_ AND ENDING 12/31 /21 MM/DD/VY MM/DD/VY A. REGISTRANT IDENTIFICATION NAME OF FIRM: PNFP CAPITAL MARKETS, INC. TYPE OF REGISTRANl (check all applicable boxes): ii Broker-dealer D Security-based swap dealer <sup>D</sup>Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 150 3RD AVE. SOUTH, SUITE 900 (No. and Street) Nashville TN 37201 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING ROGER OSBORNE (615) 743-8455 Roger.Osborne@PNFP.COM (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* LBMC, PC (Name - if individual, state last, first, and middle name) 201 FRANKLIN RD, BOX 1869 Brentwood TN 37024 (Address) (City) (State) (Zip Code) 10/20/03 450 FOR OFFICIAL USE ONLY \*Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMS control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, ROGER OSBORNE | , swear {or affirm) that, to the best of my knowledge and belief, the | |-----------------------------------------------------------------------|-----------------------------------------------------------------------------------| | financial report pertaining to the firm of PNFP CAPITAL MARKETS. INC. | , as of | | ~<br>December 31<br>, | is true and correct. I further swear {or affirm) that neither the company nor any | | partner, officer, director, or equivalent person, aH | fie,case may be, has any proprietary interest in any aiccount classified solely…Read the full text as markdown