Full text of PNFP CAPITAL MARKETS, INC.'s X-17A-5 filed 2020-02-20 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNJTEDSfATES SECURJTIESANDEXCHANGECOMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-01 23 Expires: August 31,2020 Estimated average burden hours per response .. .... 12.00 SEC FILE NUMBER 8-69608 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 a nd Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01 | | /19 | AND ENDING 12/31 | /19 | | |----------------------------------------------------------------------------------------------|--|---------------------------------------------------------------------|------------------|-----------------------------------|--| | | | MM/DD/YY | | ---------------------<br>MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: PNFP CAPITAL MARKETS, INC. | | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>150 3RD AVE., SUITE 900 | | | FIRM I.D. NO. | | | | | | (No. and Street) | | | | | NASHVILLE | | TN | | 37201 | | | (City) | | (State) | | (Zip Code) | | | 1 AME A D TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>ROGER OSBORNE | | | | (615) 743-8455 | | | | | | | (Area Code - Telephone Number) | | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | INDEPENDENT PUBLJC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | LBMC, PC | | | | | | | | | (Name - if individual, stale lasl. first. middle name) | | | | | | | 201 FRANKLIN RD, BOX 1869 BRENTWOOD | TN | 37024 | | | (Address) | | (City) | (State) | (Zip Code) | | | C HECK ONE: | | | | | | | I/' I<br>Certified Public Accountant<br>B<br>Public Accountant | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. I 7a-5(e)(2)* > Potential persons who are to respond to the collection of information contained in this form are not required to res[pond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION I, ROGER OSBORNE , swear (or affirm) that, to…Read the full text as markdown