Full text of PNFP CAPITAL MARKETS, INC.'s X-17A-5 filed 2023-02-21 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER **8-69608** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01 /22** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAMEOFFIRM: PNFP CAPITAL MARKETS, INC. TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer AND ENDING **12/3 1 /22** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 150 3RD AVE. SOUTH, SUITE 900 | | | (No. and Street) | | | |---------------------------------------------------------------------------------------------|--|-----------------------------------------------------------|-----------------|------------------------| | Nashville | | TN | | 37201 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | ROGER OSBORNE | | (615) 743-8455 | | Roger.Osborne@PNFP.COM | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | LBMC, PC | | (Name- if individual, state last, first, and middle name) | | | | 201 FRANKLIN RD, BOX 1869 Brentwood | | | TN | 37024 | | (Address) | | (City) | (State) | (Zip Code) | | 10/20/03 | | | 450 | | | (re of Reg;stcatioa w;th PCAOB)(;f apphcable)<br>(PCAOB R,g;suatioa Nombcc, ;f apphcable) I | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, ROGER OSBORNE | , swear (or affirm) that, to the best of my knowledge and belief, the | | |-----------------------------------------------------------------------|----------------…Read the full text as markdown