Full text of WOMBAT CAPITAL MARKETS LLC's X-17A-5 filed 2019-02-27 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # WOMBAT CAPITAL MARKETS LLC # STATEMENT OF FINANCIAL CONDITION AND INDEPENDENT AUDITOR'S REPORT DECEMBER 31, 2018 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III | | OMB APPROVAL | | | |-------------|--------------------------|--------------------------|--| | OMB Number: | | 3235-0123 | | | | Expires: August 31, 2020 | | | | | Estimated average burden | | | | | | hours per response 12.00 | | | | | SEC FILE NUMBER | | 69059 8 - #### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 1/1/2018 | AND ENDING | 12/31/2018 | |------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------|------------|--------------| | | MMDD/YY | | MM/DD/YY | | | A. REGISTRANT DEATHERCATION | | | | NAME OF BROKER-DEALER: | | | | | Wombat Capital Markets LLC | OFFICIAL USE ONLY | | | | | | | FIRM ID. NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 501 Madison Ave, 14th Fl. | | | | New York | (No. and Street)<br>NY | | 10022 | | (City) | (State) | | (Zip Code) | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | B. ACCOUNTANT IDENTIFICATION | | | | | YSL & Associates LLC | | | | | (Name -- if individual, state last, first, middle name ) | | | | | | | | | 11 Broadway, Suite 700 | New York | NY | 10004 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE:<br>x Certified Public Accountant<br>P Public Accountant<br>Accountant not resident in United States or any of its possessions | | | | | | FOR OFFICIAL USE ONLY | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2). SEC 1410 (06-02) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### AFFIRMATION I. Jean-Jacques Mondoloni, affirm that, to the…Read the full text as markdown