WOMBAT CAPITAL MARKETS LLC X-17A-5 (2026-03-30) — Broker-dealer annual report

Full text of WOMBAT CAPITAL MARKETS LLC's X-17A-5 filed 2026-03-30 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # WOMBAT CAPITAL MARKETS LLC # STATEMENT OF FINANCIAL CONDITION AND INDEPENDENT AUDITOR'S REPORT DECEMBER 31, 2025 {1}------------------------------------------------ #### **UNITED ST A TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17 A-5 PARTIII** | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | | | | | SEC FILE NUMER | |--|----------------| 8- 69059 **FACING PAGE Information Required Pursuant to Rules J 7a-5, 17a-l 2, and l 8a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERJOD BEGINNING **01 /01 /25** MM/DD/YY A ND ENDING **12/3 1 /25** MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: Wombat Capital Markets LLC ------------------------------- TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 370 Lexington Avenue, Suite 804 | (No. and Street) | | | | | | |-------------------------------|----------------------------------------------|------------------------------|--|--|--| | New York | NY | 10017 | | | | | (City) | (State) | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Kathy Efrem<br>(212) 897-1686 | | kefrem@integrated .solutions | | | | | (Name) | (Area Code - Te lephone Number) | (Email Address) | | | | #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # YSL & Associates LLC | (Name - if individual, state last, fi rst, and middle name) | | | | | | | |-------------------------------------------------------------|----------|---------|--------------------------------------------|--|--|--| | 11 Broadway, Suite 700 | New York | NY | 10004 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 6/6/2006 | | 2699 | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | #### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240. I 7a-5(e)( I )(ii),…

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