Full text of WOMBAT CAPITAL MARKETS LLC's X-17A-5 filed 2025-03-31 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **WOMBAT CAPITAL MARKETS LLC** ## **STATEMENT OF FINANCIAL CONDITION AND INDEPENDENT AUDITOR'S REPORT** **DECEMBER 31, 2024** {1}------------------------------------------------ #### **UNITED STATES** 0MB APPROVAL **SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** III 0MB Number: 3235-0123 Expires : Nov. 30, 2026 Estimated average burden hours per response: 12 | | | | | SEC FILE NUMER | | |--|--|--|--|----------------|--| |--|--|--|--|----------------|--| 8- 69059 **FACING PAGE Information Required Pursuant** to **Rules 17a-5, 17a-12, and 18a-**7 **under the Securities Exchange Act of** I 934 FILING FOR THE PERIOD BEGINNING **01/01/24** MM/0D/YY AND ENDING **12/31 /24** ---------- MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: \_\_ W\_o\_m\_b\_a\_t\_C\_a\_p\_it\_a\_l \_M\_a\_rk\_e\_t\_s\_L\_L\_C \_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 370 Lexington Avenue, Suite 804 | | (No. and Street) | | |-------------|-----------------------------------------------|-----------------------------| | New York | NY | 10017 | | (City) | (State) | (Zip Code) | | | PERSON TO CONT ACT WITH REGARD TO THIS FILING | | | Kathy Efrem | 2128971686 | kefrem@integrated.so1utions | | (Name) | (Area Code -Telephone Number) | (Email Address) | #### **B. ACCOUNT ANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNT ANT whose reports are contained in this filing\* ## YSL & Associates LLC | | (Name - if individual, state last, first, and middle name) | | | |-------------------------------------------------|------------------------------------------------------------|---------|-------------------------------------------| | 11 Broadway, Suite 700 | New York | NY | 10004 | | (Address) | (City) | (State) | (Zip Code) | | 6/6/2006 | | 2699 | | | (Date of Registration with PCAOB)(ifapplicable) | | | (PCAOB Registration Number, ifapplicable) | #### **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of tbe exemption. See 17 CFR 240. I 7a-5(e)(I )(ii), if applicable. **…Read the full text as markdown