Full text of WOMBAT CAPITAL MARKETS LLC's X-17A-5 filed 2021-03-02 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # WOMBAT CAPITAL MARKETS LLC ## STATEMENT OF FINANCIAL CONDITION AND INDEPENDENT AUDITOR'S REPORT DECEMBER 31, 2020 {1}------------------------------------------------ | UNITID STAT!ll | |-------------------------------------| | SECURITllll AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | ## ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill | OMB APPROVAL | | | | | | |---------------------------|--|-----------------|--|--|--| | OMB Nurrber: | | 3235-0123 | | | | | Expires: October 31, 2023 | | | | | | | Estimated average burden | | | | | | | hours per response 12.00 | | | | | | | | | | | | | | | | SEC FlLE NUMBER | | | | 8- 69059 #### FACING PAGE Infonnation Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PEIUOD BEGINNING | 1/1/2020<br>~~~~~~~~~~~ | AND ENDING | 12131/2020<br>~~~~~~~~~ | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------|---------------|---------------------------------------------|--| | | MMIDDNY | | MMIDDNY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: | | | | | | Wombat Capital Markets LLC | | | OFFICU\L USE ONLY | | | ADDRESS OF PIUNCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRMID. NO. | | | | 366 MADISON AVENUE, 3rd Floor | | | | | New York | ( o. an Street<br>NY | | 10017 | | | (City) | {State) | | (Zip Code) | | | Kathy Efrem | | | 212-897-1686<br>(Area Code-- Telephone No,) | | | | B. ACCOUNTANT IDENTlFICATION | | | | | | YSL & Associates LLC | | | | | | (Name -- if individual, state last, first, middle name) | | | | | 11 Broadway, Suite 700<br>(Address) | New York<br>(City) | NY<br>(State) | 10004<br>(Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report'<br>CllECKONE:<br>[3 Certified Public Accountant<br>D Public Accountant | | | | | | D Accountant not resident | in United States or any of its possessions | | | | *\*Claims/or exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basi…Read the full text as markdown