Full text of WOMBAT CAPITAL MARKETS LLC's X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # WOMBAT CAPITAL MARKETS LLC # STATEMENT OF FINANCIAL CONDITION AND INDEPENDENT AUDITOR'S REPORT DECEMBER 31, 2019 {1}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** | 0MB APPROVAL | |--------------------------| | 3235-0123 | | Expires: August 31, 2020 | | Estimated average burden | | hours per response 12.00 | | | **8** - **69069** #### **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGfNNfNG | 1/1/2019 | A D ENDfNG | -----------<br>12/31/2019 | |----------------------------------------------------------------------------------|-------------------------------------------------------------------------------|------------|-----------------------------| | | -------------<br>MM/00/YY | | MM/00/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: | | | | | | | | OFFICIAL USE ONLY | | Wombat Capital Markets LLC | | | FIRM ID. NO. | | ADDRESS Of PRlNClPAL PLACE Of BUSINESS: (Do not use P.O. Box No.) | | | | | | 366 MADISON AVENUE, 3rd Floor | | | | New York | (No. and S1ree1)<br>NY | | 10017 | | (City) | (State) | | (Zip Code) | | | | | | | NAME ANO TF.LF.PHO F. NlJMRF.R OF PF.RSON TO CONTACT IN RF.CiARO TO THlS RF.PORT | | | | | Kathy Efrem | | | 212-897-1686 | | | | | | | | | | (Area Code - Telephone No.) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | | | | | | YSL & Associates LLC<br>(Name - i(individuo/, srote lost, (irsr, middle nome) | | | | 11 Broadway, Suite 700 | New York | NY | 10004 | | {Address) | (City) | (State) | (Zip Code) | | | | | | | CHECK ONE: | | | | | ~ Certified Public Accountant | | | | | D Public Accountant | | | | | D Accountant not resident in United States or any of its possessions | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.J 7a-5(e)(2).* | | SEC 1410 (06-02) | | |--|------------------|--| | | | | #### SEC 1410 (06-02) *Potential per\$ons who are to re\$pond to the collection of iµform…Read the full text as markdown