SWCD LLC X-17A-5 (2017-02-28) — Broker-dealer annual report

Full text of SWCD LLC's X-17A-5 filed 2017-02-28 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SWCD LLC
• Form: X-17A-5
• Filed: 2017-02-28
• Period: 2016-12-31
• Accession: 0001580822-17-000001
• CIK: 1580822
• File #: 8-69309
• Material weakness: No
• Auditor: Knight Rolleri Sheppard, CPAS, LLP
• Auditor location: Fairfield, CT
• Contact: Peter Gaudet
• Phone: 914-861-2113
• Signed by: Peter W. Gaudet (President)

Document text (excerpt)

X-17A-5 0001580822 XXXXXXXX LIVE false false false 01-01-2016 12-31-2016 Broker-dealer N SWCD LLC 81 CAMPFIRE RD CHAPPAQUA NY 10514 Peter Gaudet 914-861-2113 Knight Rolleri Sheppard, CPAS, LLP 1499 Post Road Suite 1040 Fairfield CT 06824 Certified Public Accountant Peter W. Gaudet SWCD LLC 12-31-2016 none Peter W. Gaudet President Y

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Other filings by this registrant

• X-17A-5 — 2026-04-07
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• X-17A-5 — 2024-03-25
• X-17A-5 — 2023-03-16
• X-17A-5 — 2022-02-28
• X-17A-5 — 2021-03-18
• X-17A-5 — 2020-03-02
• X-17A-5 — 2019-02-28
• X-17A-5 — 2018-02-26
• X-17A-5 — 2016-02-25
• X-17A-5 — 2015-03-02

Original filing on SEC EDGAR (source of record)