Full text of SWCD LLC's X-17A-5 filed 2023-03-16 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Year Ended December 31, 2022 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | | 0MB APPROVAL | | | | | | |--|--------------------------|--|--|--|--|--| | | 0MB Number: 3235-0123 | | | | | | | | Expires: Oct. 31, 2023 | | | | | | | | Estimated average burden | | | | | | | | hours per response: 12 | | | | | | | | SEC FILE NUMBER | | | | | | 8-69309 # **ANNUAL REPORTS FORM X-17A-S PART Ill** | FACING PAGE<br>Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------|------------------|-------------------------------------------|--|--|--|--| | FILING FOR THE PERIOD BEGINNING | ___<br>__<br>0_l/_0_11_2_2 | __<br>AND ENDING | ___<br>_<br>12_/_3_1/_22 | | | | | | | MM/DD/VY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | SWCD LLC dba Campfire Capital<br>NAME OF FIRM: | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>IKl Broker-dealer<br>□ Security-based swap dealer<br>□ Major security-based swap participant<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 81 Campfire Road | | | | | | | | | | (No. and Street) | | | | | | | | Chappaqua | NY | | 10514 | | | | | | {City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Peter Gaudet | 914-861-2113 | | pgaudet@campfirecap.com | | | | | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | Rolleri Sheppard, CPAS, LLP | | | | | | | | | (Name- if individual, state last, first, and middle name) | | | | | | | | | 2150 Post Road, 5th Floor | Fairfield | CT | 06824 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | 03/04/2009 | | 3437 | | | | | | | | | | (PCAOB RegOtraUo, N•mbec, If appUcable) ! |…Read the full text as markdown