Full text of SWCD LLC's X-17A-5 filed 2019-02-28 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Year Ended December 31, 2018 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.** 20549 | 0MB APPROVAL | | | | | |---------------------------|-----------------|--|--|--| | 0MB Number: | 3235-0123 | | | | | Expires: | August 31, 2020 | | | | | Estimated average burden | | | | | | Hours per response 12.00 | | | | | | | | | | | 8- **69309** SEC FILE NUMBER # ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill #### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | ----------<br>01/01/2018<br>MM/DD/YY | AND ENDING | -----------<br>12/31/2018<br>MM/DD/YY | | | | |-----------------------------------------------------------------------------------------------|--------------------------------------|---------------|---------------------------------------|--|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | | | | SWCD LLC dba Campfire Capital | | FIRM I.D. NO. | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | 81 Campfire Road | | | | | | | | | (No. and Street) | | | | | | | Chappaqua | NY | 10514 | | | | | | (City) | (State) | | (Zip Code) | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | Peter Gaudet | | | 914-861-2113 | | | | | | | | (Area Code - Telephone Number) | | | | | | B. ACCOUNTANT IDENTIFCATION | | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | | | | | | | | | | | Knight Rolleri Sheppard, CPAS, LLP<br>(Name - if individual, state last,first, middle name) | | | | | | | | | | | | | | | | 1499 Post Road, PO Box 139<br>(Address) | Fairfield<br>(City) | CT<br>(State) | 06824<br>(Zip Code) | | | | | | | | | | | | | CHECK ONE: | | | | | | | | [8]<br>Certified Public Accountant<br>D | | | | | | | | Public Accountant<br>D<br>Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be suppor…Read the full text as markdown