Full text of SWCD LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Year Ended December 31, 2019 {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | | 0MB APPROVAL | | |--------------------------|-----------------|--| | 0MB Number: | 3235-0123 | | | Expires: | August 31, 2020 | | | Estimated average burden | | | | Hours per response. | 12.00 | | SEC FILE NUMBER 8- **69309** # ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill #### **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | | ___<br>___ | | __<br>___ | |---------------------------------------------------------------------------|--------------------------------|------------|-----------------------------------| | REPORT FOR THE PERIOD BEGINNING | 0.;_l_/0_1_/2_0_19<br>MM/DD/YY | AND ENDING | 1_2_/3_1/_2_01_9<br>_<br>MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | SWCD LLC dba Campfire Capital | | | FIRM I.D NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | 81 Campfire Road | | | | | | (No. and Street) | | | | Chappa qua | NY | | 10514 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO rms REPORT | | | | | Peter Gaudet | | | 914-861-2113 | | | | | (Area Code-Telephone Numbe) | | | B. ACCOUNTANT IDENTIFCATION | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | Knight Rolleri Sheppard, CP A5, LLP | | | | | (Name - if individual, state last, first, middle name) | | | | | 1499 Post Road, PO Box 139 | Fairfield | CT | 06824 | | {Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | Certified Public Accountant<br>[8J | | | | | D<br>Public Accountant | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2).* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond un…Read the full text as markdown