Full text of SWCD LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Year Ended December 31, 2021 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | | SEC FILE NUMBER | | | 8-69309 | | | | | # **ANNUAL REPORTS FORM X-17A-5 PART Ill** #### **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | __<br>O_l/_0_11_2_1 | ___<br>AND ENDING | __ | ___<br>_<br>12_/_3 l_/_21 | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-----------------|--------------------------------------------|--| | | MM/DD/VY | | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | | SWCD LLC dba Campfire Capital<br>NAME OF FIRM: | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>!Kl Broker-dealer<br>D Check here if respondent is also ~n OTC derivatives dealer | | □ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 81 Campfire Road | | | | | | | | (No. and Street) | | | | | | Chappaqua | NY | | | 10514 | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Peter Gaudet | 914-861-2113<br>pgaudet@campfirecap.com | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Knight Rolleri Sheppard, CPAS, LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 2150 Post Road, 5th Floor | Fairfield | | CT | 06824 | | | (Address) | (City) | | (State) | (Zip Code) | | | 03/04/2009 | | | 3437 | | | | r·<br>"' ,,, ,.,., wtth PCAOB)(lf appl;~bl•I FOR OFFICAL USE ONLY | | | | (P(AOB Reglst,ati<m ""mbe,, " appl;~bl•I I | | | * Claims for exemption from the requirement that the annual reports be covered by the r…Read the full text as markdown