Full text of J. WOOD CAPITAL ADVISORS LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # J. Wood Capital Advisors LLC Statement of Financial Condition December 31, 2019 {1}------------------------------------------------ UNITED ST A TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ... 12.00 8-69348 SEC FILE NUMBER | ANNUAL AUDITED REPORT | |-----------------------| | FORM X-17A-5 | | PART III | #### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | 0~1~/1~9 | | 12/3 1/19 | |----------|------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | MM/DD/YY | | MM/DD/YY | | | | | | | | | | | | OFFICIAL USE ONLY | | | | FIRM ID. NO. | | | | | | | | 95404 | | | | (Zip Code) | | | | | | | | (212) 897-1685 | | | | | | | | | | | | | | | | | | | CA | 94 104 | | | | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | | | | -~0~1~/<br>1820 Calistoga Road<br>(No. and Street)<br>CA<br>(State)<br>San Francisco<br>(City) | ___<br>AND ENDING<br>A. REGISTRANT IDENTIFICATION<br>ADD RESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>(Area Code - Telephone No.)<br>B. ACCOUNT ANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>SD Mayer & Associates, LLP<br>(Name - if individual, state last, first, middle name)<br>(State)<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 2./0. I 7a-5(e)(2).* SEC 14 1 O (3-91)…Read the full text as markdown