Full text of J. WOOD CAPITAL ADVISORS LLC's X-17A-5 filed 2023-03-08 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ~ ITED STATES 0MB APPROVAL SECURITIES A.'\'D EXCHA~GE CO~tMISSION Washington, D.C. 20549 # AN UAL REPORTS FORM X-17A-5 PARTIJI | 0MB Number: 3235-0123 | | |--------------------------|--| | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | 8- 69348 FACING PAGE Information Required Pursuant to Rules l 7a-5. 17a-12, and 18a-7 under the Securities Exchange Act of 19~ FILING FOR THE PERIOD BEGINNING **O 1/01 /22** AJ~m ENDING **12/31 /22** **MMDD'YY** **~1~1DDYY** **A. REGISTRA.~T IDENTIFICATION** # NAMEOFFIRM: J. Wood Capital Advisors LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC deri\"ativcs dealer ADDRESS OF PRJ CIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1820 Calistoga Road | | (No. an<l Street) | | | | | |----------------------------------------------------------------------------|-----------------------------------------------------------|--------------|-----------------------------|--|--| | Santa Rosa | CA | | 95404 | | | | (City) | (State) | | (/.1p Code) | | | | PERSON TO CO TACT WITH REGARD TO THIS FIUNG | | | | | | | Linda S. Grimm | (212) 897-1685 | | Lgrimm@integrated.so1utions | | | | (Name) | (Arca Code - Telephone Number) | (Email Addrc | | | | | | B. ACCOUNT A.'ff IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose reports are contained in this filing* | S D Mayer & Associates | | | | | | | (Name- if indi\·1dual. state lasL first, and middle name) | | | | | | 235 Montgomery Street, 30th Floor San Francisco | | CA | 94101 | | | | (Address) | (City) | (State) | (L1J) Cooe) | | | | 4/23/2013 | | 5797 | | | | (Date of Rcg.i:>tration with PCAOB)(if applicable) (PCAOB Reg1~tration Xumber. 1fapplicable) #### FOR OFFICIAL t:SE O:\LY • Claims for exemption from the reqwrcment that the annual report~ be covered by lhc report~ of an mdependcnt public accountant mm t be supported by a statement of facts and circumstances relied on as the basis of the excmpuon. See 17 CFR 240. I 7a-5(e)( I )(ii), 1f applicable. Persons who are to re.pond to the collection of information contained in thi~ form are not r equired to r~pond unJe,, th(' form displa~ a currently ,·alid 0MB control number. {1}------------------------------------------------ #### AFFIRMATI01' 1, Jason M. Wood , swe~r (or affirm) that, to the best of my know…Read the full text as markdown