Full text of J. WOOD CAPITAL ADVISORS LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > **ANNUAL REPORTS FORM X-17A-5 PART** Ill OMBAPPROVAL 0MB Number: 3235--0123 !Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-69348 **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING Q 1 /Q 1 /25 | AND ENDING 12/31 /25<br>MM/DD/VY | | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|----|-----------------------------|-------------------------------------------|--|--| | MM/DD/VY | | | | | | | | | A. REGISTRANT IDENTIACATION | | | | | | | ______<br>____<br>_<br>J_. _W_oo_d_C_a_p_it_a_l _A_d_v_is_o_r_s_L_L_C<br>NAME oF FIRM: | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>D Major security-based swap participant<br>C!l Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) | | | | | | | | | 1820 Calistoga Road | | | | | | | | (No. and Street) | | | | | | | Santa Rosa | | CA | | 95404 | | | | (City) | (State) | | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Linda S. Grimm | (212) 897-1685 | | lgrimm@integrated.so1utions | | | | | (Name) | (Area Code-Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | S D Mayer & Associates | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 235 Montgomery Street, 26th Floor San Francisco | | | CA | 94104 | | | | (Address) | (City) | | {State) | (Zip Code) | | | | 4/23/2013 | | | 5797 | | | | | r··<br>of R,gistrafoo ,,;,h PCAOBJ{• applira~•I | | | | (PCAOB R,gjstratioo N"mb,c, • applirable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption.…Read the full text as markdown