Full text of J. WOOD CAPITAL ADVISORS LLC's X-17A-5 filed 2024-03-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITlES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PARTIII 0MB APPROVAL OMS Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMER 8- 69348 **FACING PAGE** **Information Required Pursuant to Rules 17n-S, 17a-12, :111d 18a-7 under the Securities Exchonge Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01 /23** AND ENDING **12/31 /23** MM/DD/YY MM/DD/YY ## **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: J. Wood Capital Advisors LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | (State)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>(212) 897-1685 | (Zip Code)<br>Lgrimm@integrated.so1utions | | | | | |---------------------------------------------------------------------------|-------------------------------------------|--|--|--|--| | | | | | | | | | | | | | | | | | | | | | | | 95404 | | | | | | (No. and Street) | | | | | | | | 1820 Calistoga Road<br>CA | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # SD Mayer & Associates | 235 Montgomery Street, 30th Floor San Francisco | | CA | 94101 | |-------------------------------------------------|--------|---------|-------------------------------------------| | (Address) | (City) | (State) | (lip Code) | | 4/23/2013 | | 5797 | | | (Date ofRcgistrution with PCAOB)(ifapplicable) | | | (PCAOB Registration Number. ifapplicable) | **FOR OFFICIAL llSE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CfR 240. I 7a-5(e)( I )(ii), if applicable. **Persons** who **are to respond to the colleclion of informarion con rained** in this **form are nol required** *to* **respond unless** the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### AFFIRMATION I, Jason M. Wood , swear (or affirm) that, to the best of my knowledge and belief, the fmancial report pertaining to J. Wood Capital Advisors LLC as of 12/31/23 , is true and correct. I further swear (or affirm) that neithe…Read the full text as markdown