Full text of J. WOOD CAPITAL ADVISORS LLC's X-17A-5 filed 2021-02-25 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # J. Wood Capital Advisors LLC Statement of Financial Condition December 31, 2020 {1}------------------------------------------------ UNITED ST ATES SECURITIES AND EXCHANGE COMMJSSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: October 3 1, 2023 Estimated average burden hours oer resoonse ... 12.00 8-69348 SEC FILE NUMBER ## ANNUAL AUDITED REPORT FORMX-17A-5 PART Ill ## FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-S Thereunder | REPORT FOR THE PERIOD BEGINNING | ---=<br>O-=l/-=-0=1/2=0'---<br>MM/DDNY | -<br>AND ENDING | 12/31 /20<br>MM/DDNY | | |--------------------------------------------------------------------------|--------------------------------------------------------|-----------------|----------------------|--| | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER - DEALER: | | | | | | J. Wood Capital Advisors LLC | | | OFFICIAL USE ONLY | | | | | | FJRMID. NO. | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | 1820 Calistoga Road | | | | | | (No. and Street) | | | | | Santa Rosa | CA | | 95404 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | Linda Grimm | | | | | | | | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | SD Mayer & Associates, LLP | | | | | | (Name - if individual, state last, first, middle name) | | | | | 235 Montgomery Street, 30th Floor | San Francisco | CA | 94104 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | ~ Certified Public Accountant | | | | | | | | | | | | D<br>Public Accountant | | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | {2}------------------------------------------------ # ~-Wood **Capital Advisors LLC** ## **TABLE OF CONTENTS** ### This report\*\* contains (check all applicable boxes): - [x] Report oflndependent Registered Public Accounting Firm. - [x] Facing Page. - [x] Statement of Financial Condition. - [ ) Statement of Earnings. - [ ) Statement of Cash Flows. - [ ] Statement of Changes in Member's Equity. - [ ] Statement of Changes in Liabilities Subordinated to Claims of General Creditors (not applicable). - [ ] Computat…Read the full text as markdown