Full text of GATEWOOD ADVISORS LLC's X-17A-5 filed 2020-08-27 (period 2020-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response . . . 12.00 | ANNUAL AUDITED REPORT | SEC FILE NUMBER | |-----------------------|-----------------| | FORM X-17A-5 | 8-69445 | | PART III | | #### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | 07/01/19 | AND ENDING | 06/30/20 | |-----------------------------------------------------------------------------|--------------------------------------------------------|------------|-----------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER -<br>DEALER: | | | | | Gatewood Advisors LLC | | | OFFICIAL USE ONLY<br>__________________ | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM ID. NO. | | 1700 Broadway, Suite 2000 | | | | | | (No. and Street) | | | | New York | NY | | 10019 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Rafael Beck | | | 212-897-1690 | | | | | (Area Code -<br>Telephone No.) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT<br>PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | Berkower LLC | | | | | | (Name - if individual, state last, first, middle name) | | | | 517 Route One | Iselin | NJ | 08830 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | X<br>Certified Public Accountant | | | | | Public Accountant | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | \**Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2).* {1}------------------------------------------------ #### AFFIRMATION I, Rafael Beck, affirm that, to the best of my knowledge and belief, the accompanying financial statements and supplemental schedules pertaining to Gatewood Advisors LLC for the year ended June 30, 2020, are true and correct. I further affirm that neither the Company nor any officer or director has any pro…Read the full text as markdown