Full text of GATEWOOD ADVISORS LLC's X-17A-5 filed 2022-08-25 (period 2022-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | | SEC FILE NUMER | 8- 69445 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under t he Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | | _0_7_/0_1_/_2_1 _ | _ AND ENDING | 6/30/22 | | |---------------------------------|-----------------------|------------------------------|--------------|----------|--| | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | Gatewood Advisors LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 31 Hudson Yards, 11th Floor, #30 | | (No. and Street) | | | | |---------------|----------------------------------------------------------------------------|----------------------------|------------|--| | New York | NY | | 10001 | | | (City) | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Rafael Beck | (212) 897-1690 | rbeck@integrated.so1utions | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT w hose reports are contained in this filing* | | | | | Berkower LLC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 517 Route One | lselin | NJ | 08830 | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | | (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, ifapplicable) #### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons w ho are to respond to the collection of information contained in this form are not required to respond unless t he form displays a currently valid 0 M B control number.** {1}------------------------------------------------…Read the full text as markdown