Full text of GATEWOOD SECURITIES LLC's X-17A-5 filed 2023-09-15 (period 2023-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | | SEC FILE NUMER | 8- 69445 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | | _0_7_/0_1_/_22 | __<br>AND ENDING | 06/30/23 | | |---------------------------------|-------------------------|------------------------------|------------------|----------|--| | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | GATEWOOD SECURITIES LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 66 Hudson Blvd. E, 23rd Floor | | | | |-------------------------------|--|--|--| |-------------------------------|--|--|--| | | | {No. and Street) | | | | |---------------------------------------------------------------------------|--|------------------------------------------------------------|-----------------|---------------------|--| | New York | | NY | | 10001<br>(Zip Code) | | | (City) | | (State) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Rafael Beck<br>(212) 897-1690 | | rbeck@integ rated .solutions | | | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Prager Metis CPAs, LLC | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 222 Mount Airy Road | | Basking Ridge | NJ | 07920 | | | (Address) | | (City) | (State) | (Zip Code) | | 09/29/2003 273 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, ifapplicable) #### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the…Read the full text as markdown