Full text of GATEWOOD ADVISORS LLC's X-17A-5 filed 2021-09-24 (period 2021-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURJTlES AND EXCHANGE COMMISSION Washington, D.C. 20549 **0MB APPROVAL** 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden how·s per response ... 12.00 8-69445 I SEC FILE NUMBER I | ANNUAL AUDITED REPORT | |-----------------------| | FORM X-17A-5 | | PART III | #### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securitie5 Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERJOD BEGINNING | ~~07~ro~J=/2~0~~-ANDENDING | | 06/30/2<br>1 | |---------------------------------------------------------------------------|--------------------------------------------------------|---------------|--------------------------------| | | MM/ODNY | | MM/DDNY | | | A. REGISTRANT IDENTIFICATION | | | | DEALER:<br>NAME OF BROKER - | | | | | Gatewood Advisors LLC | | | OFFICIAL USE ONLY | | | | | FIRM ID. NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSfNESS: (Do not use P.O. Box No.) | | | | | 3 I Hudson Yards 11th Floor #30 | | | | | | (No. and Street) | | | | New York | NY | | 10001 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT TN REGARD TO THTS REPORT | | | | | Rafael Beck | | 2 12-897-1690 | | | | | | Telephone No.)<br>(Area Code - | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | Berkower LLC | | | | | | (Name - if individual, stale last, first, middle name) | | | | 517 Route One | lselin | NJ | 08830 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | [!] Certified Public Accountant | | | | | | | | | | D<br>Public Accountant | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.* J *7a-5(e)(2).* SEC 1410 (06-02) {1}------------------------------------------------ #### AFFIRMATION I, Rafael Beck, affirm that, to the best of my knowledge and belief, the accompanying financial statements and supplemental schedules pertaining lO Gatewood Advisors LLC for lhe year ended June 30, 202 1, are true and correct. I further affirm that neither the Company nor any offi…Read the full text as markdown