GATEWOOD SECURITIES LLC X-17A-5 (2024-08-30) — Broker-dealer annual report

Full text of GATEWOOD SECURITIES LLC's X-17A-5 filed 2024-08-30 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ #### **hE/d^dd^ ^hZ/d/^Ey,E'KDD/^^/KE tĂƐŚŝŶŐƚŽŶ͕͘͘ϮϬϱϰϵ** # **EEh> ZWKZd^ &KZDyͲϭϳͲϱ WZd///** **&/E'W'** | OMB APPROVAL | |--------------------------| | OMB Number: 3235Ͳ0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: | SEC FILE NUMER 8Ͳ 69445 **/ŶĨŽƌŵĂƚŝŽŶZĞƋƵŝƌĞĚWƵƌƐƵĂŶƚƚŽZƵůĞƐϭϳĂͲϱ͕ϭϳĂͲϭϮ͕ĂŶĚϭϴĂͲϳƵŶĚĞƌƚŚĞ^ĞĐƵƌŝƚŝĞƐdžĐŚĂŶŐĞĐƚŽĨϭϵϯϰ** &/>/E'&KZd,WZ/K'/EE/E' EE/E' DDͬͬzz DDͬͬzz **͘Z'/^dZEd/Ed/&/d/KE** EDK&&/ZD dzWK&Z'/^dZEd;ĐŚĞĐŬĂůůĂƉƉůŝĐĂďůĞďŽdžĞƐͿ ܆ %URNHUGHDOHU տ6HFXULW\EDVHGVZDSGHDOHU տ0DMRUVHFXULW\EDVHGVZDSSDUWLFLSDQW տ&KHFNKHUHLIUHVSRQGHQWLVDOVRDQ27&GHULYDWLYHVGHDOHU Z^^K&WZ/E/W>W>K&h^/E^^͗;ŽŶŽƚƵƐĞĂW͘K͘ďŽdžŶŽ͘ ;EŽ͘ĂŶĚ^ƚƌĞĞƚͿ ŝƚLJ ^ƚĂƚĞ ;ŝƉŽĚĞ WZ^KEdKKEddt/d,Z'ZdKd,/^&/>/E' EĂŵĞ ƌĞĂŽĚĞʹdĞůĞƉŚŽŶĞEƵŵďĞƌͿ ŵĂŝůĚĚƌĞƐƐͿ 07/01/23 06/30/24 GATEWOOD SECURITIES LLC 66 Hudson Blvd. E, 23rd Floor New York NY 10001 Rafael Beck (212) 897-1690 rbeck@integrated.solutions X #### **͘KhEdEd/Ed/&/d/KE** /EWEEdWh>/KhEdEdǁŚŽƐĞƌĞƉŽƌƚƐĂƌĞĐŽŶƚĂŝŶĞĚŝŶƚŚŝƐĨŝůŝŶŐΎ # Prager Metis CPAs, LLC | EĂŵĞʹŝĨŝŶĚŝǀŝĚƵĂů͕ƐƚĂƚĞůĂƐƚ͕ĨŝƌƐƚ͕ĂŶĚŵŝĚĚůĞŶĂŵĞ | | | | | | |-------------------------------------------------|------------------------------------|-------|--------|--|--| | 222<br>Mount<br>Airy<br>Road | Basking<br>Ridge | NJ | 07920 | | | | ĚĚƌĞƐƐ | ŝƚLJ | ^ƚĂƚĞ | ŝƉŽĚĞͿ | | | | 09/29/2003 | | 273 | | | | | ĂƚĞŽĨZĞŐŝƐƚƌĂƚŝŽŶǁŝƚŚWKͿ;ŝĨĂƉƉůŝĐĂďůĞͿ | WKZĞŐŝƐƚƌĂƚŝŽŶEƵŵďĞƌ͕ŝĨĂƉƉůŝĐĂďůĞͿ | | | | | #### **&KZK&&//>h^KE>z** ΎůĂŝŵƐĨŽƌĞdžĞŵƉƚŝŽŶĨƌŽŵƚŚĞƌĞƋƵŝƌĞŵĞŶƚƚŚĂƚƚŚĞĂŶŶƵĂůƌĞƉŽƌƚƐďĞĐŽǀĞƌĞĚďLJƚŚĞƌĞƉŽƌƚƐŽĨĂŶŝŶĚĞƉĞŶĚĞŶƚƉƵďůŝĐ ĂĐĐŽƵŶƚĂŶƚŵƵƐƚďĞƐƵƉƉŽƌƚĞĚďLJĂƐƚĂƚĞŵĞŶƚŽĨĨĂĐƚƐĂŶĚĐŝƌĐƵŵƐƚĂŶĐĞƐƌĞůŝĞĚŽŶĂƐƚŚĞďĂƐŝƐŽĨƚŚĞĞdžĞŵƉƚŝŽŶ͘^ĞĞϭϳ &ZϮϰϬ͘ϭϳĂͲϱ;ĞͿ;ϭͿ;ŝŝͿ͕ŝĨĂƉƉůŝĐĂďůĞ͘ **WĞƌƐŽŶƐǁŚŽĂƌĞƚŽƌĞƐƉŽŶĚƚŽƚŚĞĐŽůůĞĐƚŝŽŶŽĨŝŶĨŽƌŵĂƚŝŽŶĐŽŶƚĂŝŶĞĚŝŶƚŚŝƐĨŽƌŵĂƌĞŶŽƚƌĞƋƵŝƌĞĚƚŽƌĞƐƉŽŶĚƵŶůĞƐƐƚŚĞĨŽƌŵ ĚŝƐƉůĂLJƐĂĐƵƌƌĞŶƚůLJǀĂůŝĚKDĐŽŶƚƌŽůŶƵŵďĞƌ͘** {1}------------------------------------------------ ### **OATH OR AFFIRMATION** I. Rafael Beck , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to GATEWOOD SECURITIES LLC as of 06/30/24 , is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. ,,;~·~> **BONNIE 8REHHER ff~\ Notary P\lbllc** • **St.lte of Flortd1** \ **W-<j Commission** *I* HH 360096 *-~o,,lf'.-* **MyComm.ExplresMar21…

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