Full text of OLD CITY SECURITIES LLC's X-17A-5 filed 2021-09-29 (period 2021-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated **average** burden hours per response ... ... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** | SEC FILE NUMBER | |-----------------| | | | 8-69902 | | | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act ef 1934 and Rale 17a-S Thereunder** | REPORT FOR THE PERIOD BEGINNING 07/01 /20 | | AND ENDING 06/30/21 | ----------- | |----------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|---------------------|--------------------------------| | | MM/DD/YY | | MM/DDIYY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: OLD CITY SECURITIES LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: tDo not use P.O. Box No .) | | | OFFICIAL USE ONLY | | | | | FIRM 1.0. NO. | | 445 CENTRAL AVENUE, SUITE 328 | | | | | | (No. and Street) | | | | CEDARHURST | NY | | 11516 | | (City) | (State) | | (Zip Code) | | NA!'.1.1£ AND TELEPH01'TE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>MICHAEL T MARRONE | | | 646-930-1906 | | | | | (Area Code - Telephone Number) | | | B. ACCOUNT ANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report• | | | | | WithumSmith & Brown, PC | | | | | | (Name - i{ individual, state last, first, middle name) | | | | | 506 CARNEGIE CTR., STE 400 PRINCETON | NJ | 08540 | | (Address) | (City) | (S1ate) | (Zip Code) | | CHECK ONE: | | | | | I<br>I<br>1,/<br>certified Public Accountant | | | | | Public Accountant | | | | | B | | | | | | Accountant not resident in United States or any of its possessions. | | | | | FOR OFFICIAL USE ONLY | | | *""Claims for exemption from the requirement that the annual report be covered* by *the opinion of an independent public accountant must be supported by a statement offacts and circumstances relied on as the baSIS for the exemption. See Section 240. I 7a-S(e)(1)* > **Potential persons who are to respond to the collectlon of Information contained In this form are not required to respond unloHtho form displays a currently valld 0MB control numbor.** SEC 1410 (11-05) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, EYTAN FELDMAN | , sw…Read the full text as markdown